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Sign-up (In-individual) This seminar will support registrants in finishing the 2016 Possibility Evaluation Questionnaire (RAQ). The RAQ is really a valuable tool in figuring out significant chance parts of a registrant’s business and assisting CRR staff members in executing its chance-based method of compliance area testimonials.

India Rainbow Neighborhood Expert services of Peel will host a Guard Your Money presentation as Component of its seniors wellness system. This presentation should help seniors learn the way to acknowledge frauds and cons, what to do if you suspect a fraud and the place to locate unbiased data.

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Go to the OSC's investor presentation, Safeguard Your hard earned money to study fraud prevention, deciding on and working with an advisor and the way to make more informed investing choices.

OSC personnel will likely be Chatting with customers of the Lincoln West RWTO Department about fraud prevention and how to make extra informed fiscal selections.

OSC employees might be speaking to the Oshawa Probus Club users about fraud prevention and the consumer-advisor relationship.

The OSC LaunchPad team might be present at Blockchain Revolution! Remember to come by to say hello there and To find out more regarding how we may help your fintech business enterprise.

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OSC staff members are more information going to be speaking to new Canadians about income administration and fraud prevention. More info

Understand the prospectus exemptions accessible as a result of amendments to NI 45-106 Get insight into how these changes may impact compliance and oversight of exempt market place distributions at your company Paperwork:

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Each and every year OSC Dialogue brings many sector participants together on challenges and traits experiencing the capital markets. Speaking about in which we are and the place the marketplaces are heading is vital to ensuring a robust and wholesome regulatory system.

OSC staff are going to be at the Active Living Good to provide the Shield Your read this Money presentation. Show up at the seminar to find out how to identify the pink flags of expenditure fraud, prevalent sorts of fraud and what queries to talk to prior to deciding to devote.

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A multi-faceted initiative, OSC staff are travelling to communities throughout Ontario to equally supply investor seminars on fraud avoidance although also wikipedia reference Conference with regional enterprise, governing administration officers, law enforcement together with other Neighborhood corporations which happen to be impacted from the province's securities regulation.

Emerging technologies in the fiscal sector (“FinTech”) are driving transformational modify in economic products and services and disrupting each and every aspect of the market.

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Experts will go over disruption within the funds marketplaces and what this means for investors, regulation and financial expansion.

OSC team might be Talking to the associates of CARP Niagara Chapter. The Guard Your cash presentation may help club users learn the way to recognize frauds and scams, how to proceed in the event you suspect a fraud and the place to locate unbiased info.

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